PERB RULES
promulgated June 1, 1998
TITLE 585. PUBLIC EMPLOYEES RELATIONS BOARD
Chapter Section
| 1. | Operations............... |
585:1-1-1 |
| 10. | Unfair Labor Practice Charges |
585:10-1-1 |
| 15. | Certification Cases................ |
585:15-1-1 |
CHAPTER 1. OPERATIONS
Subchapter Section
| 1. | General Provisions............................. |
585:1-1-1 |
| 3. | Program Administration and Description |
585:1-3-1 |
| 5. | Procedures......................................... |
585:1-5-5 |
| 7. | Hearings............................................. |
585:1-7-1 |
Authority:
11 O.S. § 51-101 et seq.; 75 O.S. § 302 et
seq.]
[Source: Codified 12-17-91]
SUBCHAPTER 1. GENERAL PROVISIONS
Section
585:1-1-1. Purpose
585:1-1-2. Statutory definitions
585:1-1-3. Additional definitions
585:1-1-4. Severability
585:1-1-5. Liberal construction
585:1-1-1. Purpose
The rules of this chapter have been adopted for the purpose
of complying with the provisions of the Administrative Procedures Act, 75 O.S.,
Section 250 et seq; and are intended as aids to the efficient operation of the
Board and to the orderly administration of the Fire and Police Arbitration Act;
and to provide meaningful avenues for realizing and enforcing statutory rights
and obligations of certain public employees, public employee organizations, and
the municipal employers of this state.
585:1-1-2. Statutory definitions
Terms used in this Chapter shall have the same meaning as
defined in the Act unless their context clearly indicates otherwise.
585:1-1-3. Additional definitions
The following words or terms, when used in this Chapter,
shall have the following meaning, unless the context clearly indicates
otherwise:
"ACT" or "The Act" means
the Fire and Police Arbitration Act, 11 O.S.1991 and Supp.1997, Sec. 51-101, et
seq.
"Board" or PERB" means the
Public Employees Relations Board.
"Hearing Officer" means that individual
designated by the Board to conduct a hearing.
"Party" means any person, employee
organization or municipal employer named and participating in, or properly
seeking and entitled by law to participate in, an individual proceeding; or
whose motion to intervene has been granted by the Board.
"Quorum" means a majority of the Board.
585:1-1-4. Severability
If any provisions of the rules of this chapter be held
invalid, it shall not be construed to invalidate any of the other provisions of
the rules of this chapter.
585:1-1-5. Liberal construction
The rules of this chapter shall be construed liberally to
effectuate the purposes and provisions of the Act.
SUBCHAPTER 3. PROGRAM ADMINISTRATION AND DESCRIPTION
Section 585:1-3-1. PERB Board, description and powers,
administrative officer 585:1-3-2. Quorum
585:1-3-3. Location for information or for filing
585:1-3-4. Public inspection of documents
585:1-3-5. Suspension of rules [REVOKED]
585:1-3-6. Forms and instructions
585:1-3-7. Petitions for rulemaking
585:1-3-8. Petitions for declaratory rulings
585:1-3-1. PERB Board, description and powers;
administrative officer
(a) The Board is an administrative body created by 11 O.S. §
51-101 et seq., specifically § 51-104. The Board consists of three (3) members
who are appointed by the Governor, and whose powers and duties are prescribed by
the Legislature.
(b) The Board may appoint an administrative employee or
officer to carry out administrative functions of the Board including, but not
limited to, conducting representation elections or unfair labor practice charge
hearings. All determinations of fact or conclusions of law shall be made only by
action of the Board.
(c) The Board, on its own motion, may initiate actions when
the Board determines that it is necessary to do so in order to accomplish the
objectives and to carry out the duties prescribed by the Act.
585:1-3-2. Quorum
Two members of the Board comprise a majority and shall
constitute a quorum; and may transact any business or hold any hearing by a
unanimous vote of the quorum. Any action of the Board shall require the
affirmative vote of two members.
585:1-3-3. Location for information or for filing
Any person may obtain information from, make submission to,
or make a request of the Board by writing to the Chairperson, Oklahoma Public
Employees Relations Board, 1140 N.W. 63rd Street, Oklahoma City, Oklahoma 73116,
Telephone (405) 843-1181.
585:1-3-4. Public inspection of documents
(a) The Board shall act at all times in accordance with the
provisions of the Oklahoma Open Records Act, 51 O.S.1991 and Supp.1997,
Sec.24A.1 et seq.
(b) The Public may obtain information relative to the
operation of the Board by submitting written, telephonic, facsimile or other
form of requests to the Executive Secretary of the Board. All public records
shall be available during normal business hours. A member of the Board’s staff
shall be available during normal business hours to receive and, as appropriate,
respond to requests for record review and copying.
(c) All records of the Board shall be considered public
records unless protected by a mandatory or permissive privilege of
confidentiality. In the event a request is made for the release of records
subject to a permissive privilege of confidentiality, the Executive Secretary of
the Board shall determine whether or not disclosure shall be made.
585:1-3-5. Suspension of rules [REVOKED]
585:1-3-6. Forms and instructions
(a) The Board shall cause to be created appropriate forms and
instructions related to certification and decertification process, the filing of
unfair labor practices, pre-hearing conference orders and for such other matters
related to operations of the Board as deemed necessary by the Board.
(b) Forms and instructions shall be maintained at the offices
of the Board and shall be available to any person upon request.
585:1-3-7. Petitions for rulemaking
(a) Any interested person may petition the Board in writing
to promulgate, amend or repeal a rule.
(b) The Board shall maintain a permanent docket concerning
petitions for the promulgation, amendment or repeal of a rule. At the time such
a petition is filed, it shall be numbered, and the number of the petition, the
date of filing, the designation of the action sought, and the name and address
of the person who filed the petition shall be shown. The address shall include
the city, state, street number or post office box and zip code.
(c) The petition must be filed with the Board in duplicate
and shall be typewritten, except as maybe waived by the Board upon written
request.
(d) The petition shall contain the following information as
applicable and except as maybe waived by the Board:
(1) A statement of the legal authority and jurisdiction under
which the petition is filed;
(2) The exact language of the proposed rule, amendment, or
repeal requested;
(3) A statement and legal references which show that the
requested rule, amendment or repeal is not in conflict with any existing rule,
ruling, order or opinion of the Board or any policy or provision of the Act or
APA, or that any earlier rule, ruling, order or opinion should be set aside or
modified;
(4) A statement of the purpose of the requested rule,
amendment or repeal and at least one example or fact situation to which the
rule, amendment or repeal will apply; and
(5) The name and address of the person who requested the
rule, amendment or repeal. In the event the request is made by an association,
the request shall also include the name and address of a contact person at said
association who is able to provide meaningful information related to the
request.
(e) The petition shall be submitted for study for a maximum
period of ninety (90) days.
(f) The Board, on its own motion or upon the request of any
other interested party, may require any petitioner to provide additional
information, as may be specified by the Board, for use in the Board’s
consideration and disposition of a petition. The failure of a petitioner to
provide additional requested information shall constitute grounds for the Board to take no
action on a petition.
(g) Upon completion of the study period, the Board, during a
regular or special meeting, shall meet to consider the merits and proper
disposition of the petition. Not less than ten (10)days prior to such meeting,
the Executive Secretary shall notify the petitioner in writing of the date,
time, and place such petition shall be considered, and the Board may request
petitioner’s presence for purposed of argument or submission of other
information related to the petition.
(h) At the time and place designated for the public hearing,
proponents and opponents of the proposed rule, amendment or repeal of a rule may
be heard in the manner and order set forth by the Board at that time.
(i) At the conclusion of the public hearing, the Board shall
render its decision on the petition. In the event the Board concurs with the
action indicated in the petition, it shall take immediate steps to adopt, amend,
or revoke the subject rule. In the event the Board does not concur with the
requested action, it shall within five (5) days of its consideration notify the
petitioner of its nonconcurrence in writing, specifying the reasons for
nonconcurrence.
(j) Dissatisfied parties may request a rehearing, reopening
or reconsideration with ten (10)days from the date the action was taken by the
Board in the manner allowed by the APA at 75 O.S.1991, §317, or its successor
statute.
(k) Any person who desires notice of proposed rule changes
may contact the Board office for inclusion on a mailing list. Such persons shall
be notified of the time and place of the public hearing pursuant to subsection
(h).
585:1-3-8. Petitions for declaratory rulings
(a) Any person who desires a ruling as to the application of
any rule or order of the Board may file a petition with the Executive Secretary,
in writing, to request such ruling.
(b) Unless the Board requests a formal opinion of the
Attorney General, the Board shall, within sixty (60) days after receipt of the
petition and during its next regular or special meeting, issue its declaratory
ruling on the matter. The declaratory ruling shall consist of:
(1) a restatement of the question posed in the petition;
(2) an answer to the question posed in the petition; and
(3) the reason or reasons for the answer given.
(c) A copy of the declaratory ruling shall be mailed to the
person who requested the declaratory ruling immediately after its issuance by
the Board.
(d) Copies of all declaratory rulings shall be placed in a
permanent file at the offices of the Board for public inspection, copying and/or
mechanical reproduction during regular business hours.
(e) Petitioning party shall make a good faith effort to
notify all parties, and shall provide notice to all persons on the mailing list
created in 585:1-3-7(k).
SUBCHAPTER 5. PROCEDURES
585:1-5-1. Filing of documents
585:1-5-2. Docketing
585:1-5-3. Computation of time
585:1-5-4. Notice of hearing
585:1-5-5. Pre-hearing conference
585:1-5-6. Amicus curiae
585:1-5-7. Transcripts
585:1-5-8. Rights of parties at hearings
585:1-5-9. Amending of rules [REVOKED]
585:1-5-10. Declaratory rulings by the Board [REVOKED]
585:1-5-1. Filing of documents
(a) All complaints, pleadings, submissions, petitions,
reports, exceptions, briefs, memoranda, discovery requests, and other papers
required to be filed with the Board shall be filed at the Board's office.
(b) Such papers may be sent by mail or hand-carried to the
Board's office within the time limit, if any, for such filing.
(c) The date on which the papers are actually received by the
Board shall be deemed to be the date of filing.
(d) All papers shall be signed in ink by the party, by a duly
authorized officer of the party, or by its attorney. The signature of the person
signing the document constitutes a certification that such person has read the
document; that to the best of such person's knowledge, information, and belief
every statement contained in the instrument is true and correct and no such
statements are misleading; and that the document is not interposed for delay. If
any document submitted is not signed or is signed with intent to defeat the
purpose of this section, it may be stricken as sham and false and the proceeding
may continue as though the document had not been served or filed.
(e) Unless otherwise specifically provided by a particular
rule or order of the Board, the original and five copies of the papers, with
certificate of service on all parties, shall be filed.
(f) The documents initiating any proceeding shall state on
the first page thereof the name, mailing address, and telephone number of the
person or persons who may be served with any documents filed thereafter in the
proceeding.
(g) Documents not timely filed with the Board shall not be
accepted by the Executive Secretary for filing unless specific permission for a
late filing is granted by the Chairperson of the Board.
585:1-5-2. Docketing
The Board shall maintain a docket of all proceedings and each
proceeding shall be assigned a case number.
585:1-5-3. Computation of time
The time within which an act is to be performed under the
rules of this chapter shall be computed by excluding the first day and including
the last. When the last day for the doing of an act required by the rules falls
on a Saturday, Sunday or legal holiday then the required act may be performed on
the next regular business day. The Board, for good cause shown, and with notice
to all interested parties, may extend any time prescribed in the rules of this
chapter.
585:1-5-4. Notice of hearing
The Board shall issue and serve upon all affected parties a
notice of hearing, following receipt of a complaint, petition, or application
filed in conformity with the rules of this chapter. The notice shall set out the
time and place for the hearing. Except by agreement of the parties, or for good
cause shown, the hearing shall be scheduled, subject to the provisions of
585:15-3-2, at a time not less than twenty (20) days nor more than ninety (90)
days, after service of the notice. A copy of the complaint, petition or
application shall be served with the notice. If a response to the complaint,
petition, application, or notice is required, the deadline for such response
shall be set out prominently therein.
585:1-5-5. Pre-hearing conference
(a) A pre-hearing conference shall be conducted in all
proceedings set for hearing before the Board or a duly appointed hearing
officer. The pre-hearing conference may be conducted by telephone when the
mutual convenience of the parties so requires. The Board may designate an
employee or its legal counsel to conduct the pre-hearing conference, which shall
be scheduled approximately one month after the filing of the petition and upon
at least ten (10) days notice to the parties.
(b) Parties will be represented by attorneys, unless
appearing pro se.
(c) Prior to the pre-hearing conference, the parties shall
confer and prepare a proposed pre-hearing conference order. It is the
responsibility of the complainant to submit the proposed order. The parties
shall submit to each other and enter into the proposed pre-hearing conference
order:
(1) A list of witnesses anticipated to be called at the
hearing and each witness’ intended testimony;
(2) A list of exhibits anticipated to be introduced. Each
party shall provide a copy of each exhibit to the opposing party or counsel;
(3) A statement of the issues to be resolved;
(4) Stipulations
(5) The anticipated length of the hearing, and;
(6) The possibility of settlement.
(d) The parties may submit statements of facts of the case.
The proposed pre-hearing conference order shall be compiled into a single
document, which shall be filed at the offices of the Board no later than five
(5) days prior to the pre-hearing conference. In addition, a copy of the order
on computer disk, in a format compatible with the Board’s software, shall be
submitted no later than five (5) days prior to the hearing.
(e) At the pre-hearing conference, the parties shall
cooperate to attempt to simplify or resolve issues, stipulate, determine if a
hearing is necessary or if the matter can be resolved on briefs, settle the case
or take other action in furtherance of the proper resolution of the case.
Neither the hearing officer nor Board employee shall have the authority to make
binding, substantive orders upon the parties, except as may be specifically
authorized by these rules, but can refer any issue to the Board for resolution.
(f) The parties are encouraged to complete discovery, as
authorized by the Administrative Procedures Act, prior to the pre-hearing
conference. If discovery is complete, the proposed final pre-hearing conference
order shall be issued and signed by the hearing officer. No amendments shall be
made to the pre-hearing conference order except as agreed upon by the parties or
to prevent injustice.
(g) If discovery is not complete, a schedule for the
completion of discovery shall be established, to include deadlines for the
exchange of final witness lists, the exchange of final exhibit lists, and
discovery cut-off. Subsequent to the completion of discovery but no more than
ten (10) days prior to the hearing on the merits, the parties shall cooperate to
prepare a final pre-hearing conference order, which shall be signed by the
parties and submitted to the hearing officer of signature and submission to the
Board as the final pre-hearing conference order.
(h) The failure to prepare and/or file a proposed pre-hearing
conference order, the failure to appear at the pre-hearing conference, the
failure to appear prepared at a conference or hearing, or the failure to
participate in good faith may result in sanctions against the offending party,
which may include the striking of a pleading, a preclusion order, staying the
action, default judgment, removal of the party’s attorney from the case, or
other sanction appropriate to remedy the misconduct.
(I) During the pre-hearing conference, a hearing date shall
be set for a hearing on the merits. In the event the parties agree to submit the
action upon briefs, a briefing schedule shall be set. During the pre-hearing
conference, a date for the filing of dispositive motions shall be set, which
shall be made sufficient to allow a response to any such motion and to submit
such motion and response to the Board in a timely matter.
585:1-5-6. Amicus curiae
(a) A brief of an amicus curiae which is confined to the
issues raised by the parties may be filed if it is accompanied by written
consent of all the parties. If consent is denied by any of the parties, the
amicus curiae may file a statement which concisely discloses the nature and
extent of the applicant's interest, states any facts or questions of law which
may not be presented adequately by the litigants, and the relevancy of these
facts or questions of law to the disposition of the case. An original and five
copies should be filed with the Board, with certificate of service upon all
parties. If an objection is not filed within ten (10) days, consent shall be
deemed to have been granted. If an objection is filed, the Board shall review
the statement and the objections to determine whether to allow the filing of the
amicus brief.
(b) The disposition of a case will not be delayed pending
action on a motion for leave to file an amicus curiae brief or to await the
filing of a brief amicus curiae. If the filing of an amicus curiae brief is
allowed either by the consent of the parties or by the Board, it must be filed
within the briefing schedule set for the party supported.
(c) Leave may be sought by any party in the case to file a
response to the amicus curiae brief.
585:1-5-7. Transcripts
The Board shall not arrange for a court reporter to be
present at any hearing except upon the written request of a party after
arrangements have been made by the requesting party to pay all costs therefor.
The Board shall record hearings electronically but shall not transcribe any
hearing. A party shall be entitled to a transcript of the oral proceedings upon
request, but shall be obligated to pay for the cost incurred in obtaining a
transcript of the oral proceedings. Requests for transcripts should be made
through the Board either on the record or in writing. That portion of a hearing
constituting adjudicative or quasi- adjudicative deliberations of the Board
shall not be recorded.
585:1-5-8. Rights of parties at hearings
Any party shall have the right to appear at any hearing in
person or by counsel duly licensed to practice law in the State of Oklahoma, and
any party and the Board shall have the power to call and examine witnesses, and
to introduce into the record documentary and other evidence.
585:1-5-9. Amending of rules [REVOKED]
585:1-5-10. Declaratory rulings by the Board [REVOKED]
SUBCHAPTER 7. HEARINGS
585:1-7-1. Hearings to be conducted by Board or hearing officer
585:1-7-2. Open hearings
585:1-7-3. Motions
585:1-7-4. Appearances
585:1-7-5. Witnesses
585:1-7-6. Discovery
585:1-7-7. Subpoenas
585:1-7-8. Rules of evidence
585:1-7-9. Contemptuous conduct
585:1-7-10. Amendment of documents
585:1-7-11. Retention of documents by the Board
585:1-7-12. Substitution of parties
585:1-7-13. Consolidation
585:1-7-14. Intervention in proceeding
585:1-7-15. Agreed statement of facts
585:1-7-16. Burden of proof
585:1-7-17. Argument, briefs, proposed findings
585:1-7-18. Decisions and orders of the Board
585:1-7-19. Unauthorized ex parte communications
585:1-7-1. Hearings to be conducted by Board or hearing
officer
All hearings shall be conducted by the Board unless the Board
finds it necessary or desirable to appoint a hearing officer to conduct a
hearing. The Board may confer upon such hearing officer the necessary powers,
subject to the Oklahoma Administrative Procedures Act, to conduct such hearing
and/or any procedural matters related thereto.
585:1-7-2. Open hearings
Hearings shall be open to the public unless otherwise
authorized pursuant to the Open Meeting Act. The Board shall comply with the
Open Meetings Act in all hearings. The Board may enter executive session, in
compliance with the Open Meetings Act, as appropriate.
585:1-7-3. Motions
(a) The Board recognizes all those motions permitted under
the Oklahoma Pleading Code, 12 O. S. Supp. 1986, §2001 et seq; as well as a
party's motion requesting the Board to defer to either pending or completed
grievance arbitration.
(b) All motions made during a hearing shall be made part of
the record of the proceedings.
(c) All motions other than those made during a hearing shall
be subject to the following:
(1) Such motions shall be made in writing to the Board, shall
briefly state the relief sought, and shall be accompanied by affidavits and/or
memoranda setting forth the grounds upon which they are based.
(2) The moving party shall, concurrently therewith, serve a
copy of all motions and supporting documents on all other parties.
(3) Any response or objection to the motion shall be filed
with the Board within fifteen (15) days of receipt of the motion, and shall
be served on all parties;
(4) The Board may decide to hear oral argument or testimony
thereon, in which case the Board shall notify the parties of such fact and of the
time and place of such argument or the taking of such testimony.
(d) In the event the Board determines it lacks the
jurisdiction or necessary legal authority to rule upon any filed motion, it
shall promptly so advise the parties.
585:1-7-4. Appearances
The provisions of Section 585:1-5-8 shall govern appearances
at a hearing.
585:1-7-5. Witnesses
Except when testimony or evidence is submitted by affidavit
as authorized by the Administrative Procedures Act, witnesses shall appear in
person and shall be examined under oath or affirmation.
585:1-7-6. Discovery
Discovery may be conducted as authorized by the
Administrative Procedures Act. Additional procedures for discovery may be
undertaken as agreed upon by the parties. Parties shall cooperate fully and in
good faith to comply with discovery requests. the Board may impose any sanction
specified in 585:1-5-5(h) for the failure or refusal of a party to comply with a
proper discovery request.
585:1-7-7. Subpoenas
(a) Issuance of subpoenas. The Board may issue
subpoenas to require the attendance of witnesses in this State and the
production of books and papers at a hearing or deposition held pursuant to the
rules of this chapter.
(b) Application for subpoena. Any party may file a
written application for subpoenas with the Board before the hearing.
(c) Motion to revoke subpoenas.
(1) A motion to revoke or quash a subpoena may be filed with the Board not later than three (3) days from the date of service of the subpoena.
(2) The Board shall give notice of the filing of a motion to revoke or quash to the applicant for subpoena.
(d) Ruling on motion to revoke or quash.
(1) The Board may revoke or quash a subpoena on the ground that the subpoena does not reasonably relate to any matter under investigation, inquiry, or hearing; that the subpoena does not describe with sufficient particularity the evidence sought, or that the evidence sought from the witness is privileged under the law or the provisions of the rules of this chapter.
(2) The Board shall make a statement as to the basis for its ruling.
(3) An aggrieved party may request that the motion to revoke or quash a subpoena, the answer thereto, if any, and the Board's statement of the basis for its ruling be made part of the record.
(e) Witnesses.
(1) No person served with a subpoena issued by the Board shall refuse or neglect to appear, to testify, or to produce books and papers relevant to such investigation, inquiry, or hearing as commanded in such subpoena without the timely filing of a motion to revoke or quash a subpoena with the Board.
(2) A failure to comply with, or neglect of, a subpoena issued by the Board may be certified by the Board to a court of competent jurisdiction for an order of compliance.
585:1-7-8. Rules of evidence
(a) In any proceeding before the Board, the Board shall not
be bound by technical rules of evidence. The Board may admit and give probative
effect to evidence which possesses probative value commonly accepted by
reasonably prudent persons in the conduct of their affairs.
(b) All irrelevant, immaterial, or unduly repetitious
evidence shall be excluded.
(c) The Board shall give effect to the rules of privilege
recognized by law.
(d) Documentary evidence may be received in the form of
copies or excerpts, if the original is not readily available, provided that upon
request parties shall be given an opportunity to compare the copy with the
original.
(e) Each party shall have the right to conduct such cross-
examination as may be required for a full and true disclosure of the facts and
shall have the right to submit rebuttal evidence.
(f) The Board may take notice of judicially cognizable facts.
(g) The Board may take notice of generally cognizable
technical or scientific facts within its specialized knowledge; however, parties
shall be notified either before or during the hearing of the material so
noticed, and they shall be afforded an opportunity to contest the facts so
noticed.
585:1-7-9. Contemptuous conduct
The refusal of a witness at any such hearing to answer any
question which has been ruled to be proper may, in the discretion of the Board,
be grounds for striking all testimony previously given by such witness on
related matters.
585:1-7-10. Amendment of documents
(a) Any document filed in a proceeding may be amended, in the
discretion of the Board, at any time prior to the issuance of a final order
thereon.
(b) If such document is not in substantial conformity with
the applicable rules of the Board as to the contents thereof, or is otherwise
insufficient, the Board, on its own initiative or upon motion of a party, may
strike or dismiss such document, or require its amendment. A party moving for
amendment of a document shall file a motion for leave to amend together with the
proposed amended document.
(c) If amended, the document shall be effective as of the
date of the original filing, if it relates to the same proceeding.
585:1-7-11. Retention of documents by the Board
(a) All documents filed with or presented to the Board shall
be retained in the files of the Board.
(b) The Board may permit the withdrawal of original documents
upon submission of properly authenticated copies to replace such documents.
585:1-7-12. Substitution of parties
Upon motion and for good cause shown, the Board may order
substitution of parties, except that in the case of death of a party,
substitution may be ordered without the filing of a motion.
585:1-7-13. Consolidation
The Board, on its own initiative or upon motion, may
consolidate for hearing or other purposes or may contemporaneously consider two
or more proceedings which involve substantially the same parties or issues if it
finds that such consolidation of proceedings or contemporaneous consideration
will be conducive to the proper dispatch of its business and to the ends of
justice and will not unduly delay the proceedings.
585:1-7-14. Intervention in proceeding
(a) Intervention - representation. Any third party
having a legitimate interest in any representation proceedings may file a
petition of intervention setting forth facts sufficient to establish such
interest. For the purpose of third party intervention, "legitimate
interest" means the intervenor must be able to prove it is authorized to
represent at least ten percent (10%) of the employees within a proposed
bargaining unit. Any bargaining agent which has a signed, collective bargaining
agreement encompassing the proposed bargaining unit, or any portion thereof,
shall be considered to have a legitimate interest in any proceeding, upon
presentation of the same.
(b) Intervention in proceeding, other.
1) In any proceeding other than representation proceedings, a
petition to intervene and become a party thereto shall be submitted in writing
to the Board.
(2) The petition shall contain the following:
| (A) | Nature of petitioner's statutory or other right. |
| (B) | Nature and extent of petitioner's interest |
| (C) | Effect of any decision in the proceeding on petitioner's interest. |
| (D) | Other means available whereby petitioner's interest may be protected. |
| (E) | Extent petitioner's interest may be represented by existing parties. |
| (F) | Extent petitioner's participation can assist in development of a sound record. |
| (G) | Extent petitioner's interest in the proceeding differs from that of the general public. |
| (H) | How the petitioner's intervention would serve the public interest. |
(3) The original and five copies of the petition, with
certificate of service on all parties, shall be filed with the Board. Any
party objecting to the intervention shall file its written objection with the
Board within five (5) days of receipt of the petition.
(4) Intervention shall not be granted except on averments
which are reasonably pertinent to the issues already presented but do not
unduly broaden them. If intervention is granted, the petitioner thereby
becomes an intervenor and a party to the proceeding to the degree indicated by
the order allowing intervention.
585:1-7-15. Agreed statement of facts
In any proceeding an agreed statement of facts may be
introduced into the record with respect to any issue. An agreed statement of
facts may be accepted by the Board without a hearing. The parties to an agreed
statement of facts may agree to a waiver of hearing. Such agreed statements of
fact are especially encouraged when the parties have reason to believe that the
primary issue(s) for decision by the Board are purely issues of law.
585:1-7-16. Burden of proof
The charging party, in asserting a violation of § 51-102 (6)
of the Act, shall have the burden of going forward and of proving the
allegations by a preponderance of the evidence. The employer shall meet the same
burdens when it requests a unit determination hearing. The party raising any
subsequent issue shall have the burden of proving that issue by a preponderance
of the evidence.
585:1-7-17. Argument, briefs, proposed findings
(a) Any party shall be entitled, upon request made before the
close of a hearing, to present oral argument.
(b) Any party shall be entitled, upon request made before the
close of a hearing, to file a brief or proposed findings of facts and
conclusions of law, or both, within such time as may be fixed by the Board.
(c) The Board may direct oral argument or the filing of
briefs or proposed findings of facts, conclusions of law, or both, when it deems
the submission of briefs or proposed findings, or both, is warranted by the
nature of the proceedings or the particular issues therein.
(d) A request for extension of time within which to file a
brief or proposed findings shall be made in writing to the Board at least three
(3) days before the expiration of the required time for filing, and shall be
accompanied by an affidavit setting forth the grounds upon which it is based and
indicating the position of the other parties with regard to such request.
585:1-7-18. Decisions and orders of the Board
(a) Every decision and order rendered by the Board shall be
in writing or stated in the record and shall be accompanied by separate findings
of fact and conclusions of law. If any party has filed proposed findings of
fact, the Board shall incorporate in its decision a ruling upon each proposed
finding so presented. A copy of the decision and order and accompanying findings and
conclusions shall be delivered or mailed to each party or to each party's
attorney or representative, and shall be released for public information. (b)
Copies of such documents shall be available for public inspection in the office
of the Board or may be obtained upon request and upon payment of costs, if any.
585:1-7-19. Unauthorized ex parte communications
(a) Unauthorized ex parte communications are defined as
private communications, other than those permitted elsewhere in this chapter,
with members of the Board or counsel for the Board, as to the merits of a
proceeding, i.e., any finding of fact or conclusions of law, with a view towards
influencing the outcome of the case, except that the following classes of ex
parte communications shall not be prohibited:
(1) Those which relate to matters which a Board member is authorized to dispose of on an ex parte basis.
(2) Requests for information with respect to the status of a proceeding.
(3) Those which all parties to the proceeding agree, or which the Board has formally ruled, may be made on an ex parte basis.
(4) Those with representatives of any news media on matters intended to inform the general public.
(b) No public employee, employee organization, public employer, or any other person or organization, whether or not a party to a proceeding before the Board, shall make any unauthorized ex parte communication about the proceeding to any member of the Board or to counsel for the Board.
CHAPTER 10. UNFAIR LABOR PRACTICE CHARGES
Section
585:10-1-1. Purpose
585:10-1-2. Statutory definitions
585:10-1-3. Additional definitions
585:10-1-4. Complaint
585:10-1-5. Answer
585:10-1-6. Amendment of complaints and answers
585:10-1-7. Informal disposition
585:10-1-8. Violation of the Act
585:10-1-9. Severability
585:10-1-10. Liberal construction
585:10-1-11. Suspension of rules [REVOKED]
585:10-1-12. Computation of time
[Authority: 11 O.S. 51-101 et seq.]
[Source: Codified 12-17-91]
585:10-1-1. Purpose
The rules of this chapter have been adopted for the purpose
of providing information concerning the filing of Unfair Labor Practice charges,
answers, counterclaims and motions, amended claims and answers, and informal
disposition of such claims, pursuant to § 51-104b of the Act.
585:10-1-2. Statutory definitions
Terms used in this Chapter shall have the same meaning as
defined in the Act unless their context clearly indicates otherwise.
585:10-1-3. Additional definitions
The following words or terms, when used in this Chapter,
shall have the following meaning, unless the context clearly indicates
otherwise:
"ACT" or "The Act" means the
Fire and Police Arbitration Act 11, O.S.1991 and Supp.1997, Sec. 51-101, et seq.
"Board" or "PERB" means the
Public Employees Relations Board.
"Hearing Officer" means that individual
designated by the Board to conduct a hearing.
"Party" means any person, employee organization
or municipal employer named and participating in, or properly seeking and
entitled by law to participate in, an individual proceeding; or whose motion to
intervene has been granted by the Board.
"Quorum" means a majority of the Board.
585:10-1-4. Complaint
(a) Filing of complaint.
(1) A complaint that any person, organization, or municipal employer has engaged in or is engaging in an unfair labor practice under the Act may be filed by any person, employee organization or public employer. A complaint shall be in writing and signed in accordance with 585:1-5-1, and shall be in a form provided by the Board. The complaint and five copies shall be filed with the Board.
(2) A complaint shall be deemed untimely and shall be dismissed if filed with the Board more than one (1) year following the alleged violation.(b) Contents of complaint. The complaint shall include the following:
(1) The name and address and organizational affiliation, if any, of the complainant, and the title of any representative filing the complaint.
(2) The name and address of the respondent or respondents and any other party named therein.
(3) A clear and concise statement of the facts constituting the alleged unfair labor practice, including the names of the individuals involved in the alleged act, the dates and places of the alleged occurrence, and the specific section or sections of the Act alleged to have been violated. The purpose of the complaint is to apprise the respondent fairly of the substance of the complaint against it. The sufficiency of a complaint may be challenged by motion, answer or responsive pleading, or at the pre-hearing conference.
585:10-1-5. Answer
(a) Responsiveness of answer. A respondent shall file
a written answer, or other responsive pleading permitted by these rules, to an
unfair labor practice complaint within twenty (20) days after service of the
complaint. One copy of the answer shall be served on each party, and the
original and five copies, with certificate of service on all parties, shall be
filed with the Board.
(b) Contents of answer. The answer shall contain the
following:
(1) A specific admission, denial, or explanation of each allegation of the complaint, or, if respondent is without knowledge thereof, respondent shall so state and that statement shall constitute a denial. Admissions or denials may be made to all or part of the allegation, but shall fairly meet the substance of the allegation.
(2) A specific and appropriately detailed statement of any affirmative defense.
(3) A clear and concise statement of the facts and matters of law relied upon constituting any grounds of defense.
(4) All allegations of new matter in the answer shall be deemed denied without the necessity of a reply.
(c) Amendment of answer. The Board may permit the respondent to amend the answer subject to the limitations of Section 585:1-5-5.
(d) Timeliness of pleadings.
(1) If the respondent fails timely to file an answer or other permitted or required responsive pleading, such failure is subject to the sanctions set out in Section 585:1-5-5 (h).
(2) In extraordinary circumstances, as determined by the Board, the Board may extend the time within which the answer shall be filed.
585:10-1-6. Amendment of complaints and answers
The Board may permit an amendment to an unfair labor practice
complaint or to the answer, upon due notice to all parties, at any time and on
such terms as it may determine, prior to the issuance of a final order thereon.
585:10-1-7. Informal disposition
(a) Any unfair labor practice case commenced with the Board
may be informally settled by stipulation, agreed settlement, consent order,
default, or by any other method agreed upon by the parties in writing.
(b) Evidence of any proposed offer of settlement of an unfair
labor practice complaint shall be inadmissible at the hearing thereon.
585:10-1-8. Violation of the Act
Violation of this Act may result in enforcement pursuant to
state statute.
585:10-1-9. Severability
If any provisions of the rules of this chapter be held
invalid, it shall not be construed to invalidate any of the other provisions of
the rules of this chapter.
585:10-1-10. Liberal construction
The rules of this chapter shall be construed liberally to
effectuate the purposes and provisions of the Act.
585:10-1-11. Suspension of rules [REVOKED]
585:10-1-12. Computation of time
The time within which an act is to be performed under the
rules of this chapter shall be computed by excluding the first day and including
the last. When the last day for the doing of an act required by the rules falls
on a Saturday, Sunday or legal holiday then the required act may be performed on
the next regular business day. The Board, for good cause shown, and with notice
to all interested parties, may extend any time prescribed in the rules of this
chapter.
CHAPTER 15. CERTIFICATION CASES
Subchapter Section
1. General
Provisions............................................................................585:15-1-1
3. Representation
Petitions...................................................................585:15-3-1
5.
Elections.........................................................................................585:15-5-1
[Authority:
11 O.S. 51-101 et seq.]
[Source: Codified 12-17-91]
SUBCHAPTER 1. GENERAL PROVISIONS
585:15-1-1. Purpose
585:15-1-2. Statutory definitions
585:15-1-3. Additional definitions
585:15-1-4. Severability
585:15-1-5. Violation of the Act
585:15-1-6. Liberal construction
585:15-1-7. Suspension of rules [REVOKED]
585:15-1-8. Computation of time
585:15-1-1. Purpose
The rules of this chapter provide procedures for filing
representation and decertification petitions; set out the requirements for the
content of petitions and for show of interest; the responsibilities of corporate
authorities; bars to an election; and unit determination; and other matters
concerning representation petitions; pursuant to §51-103 of the Act.
585:15-1-2. Statutory definitions
Terms used in this Chapter shall have the same meaning as
defined in the Act unless their context clearly indicates otherwise.
585:15-1-3. Additional definitions
The following words or terms, when used in this Chapter,
shall have the following meaning, unless the context clearly indicates
otherwise:
"ACT" or "The Act" means the
Fire and Police Arbitration Act, 11 O.S.1991 and Supp.1997, Sec. 51-101 et seq.
"Board" or "PERB" means the
Public Employees Relations Board
"Hearing Officer" means that individual
designated by the Board to conduct a hearing.
"Party" means any person, employee organization
or municipal employer named and participating in, or properly seeking and
entitled by law to participate in, an individual proceeding; or whose motion to
intervene has been granted by the Board.
"Quorum" means a majority of the Board.
585:15-1-4. Severability
If any provisions of the rules of this chapter be held
invalid, it shall not be construed to invalidate any of the other provisions of
the rules of this chapter.
585:15-1-5. Violation of the Act
Violation of this Act may result in enforcement pursuant to
state statute.
585:15-1-6. Liberal construction
The rules of this chapter shall be construed liberally to
effectuate the purposes and provisions of the Act.
585:15-1-7. Suspension of rules [REVOKED]
585:15-1-8. Computation of time
The time within which an act is to be performed under the
rules and regulations of this chapter shall be computed by excluding the first
day and including the last. When the last day for the doing of an act required
by the rules and regulations falls on a Saturday, Sunday or legal holiday then
the required act may be performed on the next regular business day. The Board,
for good cause shown, and with notice to all interested parties, may extend any
time prescribed in the rules of this chapter.
SUBCHAPTER 3. REPRESENTATION PETITIONS
Section
585:15-3-1. Petition filing and contents
585:15-3-2. Bars to an election
585:15-3-3. Evidence of representation or legitimate interest,
authorization cards
585:15-3-4. Showing of interest; determination of adequacy
585:15-3-5. Responsibilities of corporate authority
585:15-3-6. Determination of collective bargaining unit
585:15-3-7. Investigation
585:15-3-8. Hearing
585:15-3-9. Petition for consent election
585:15-3-1. Petition filing and contents
(a) Who may file. A representation or decertification
petition may be filed with the Board by:
(1) A labor organization alleging that thirty (30%) percent of the firefighters or police officers in a municipality wish to be represented for collective bargaining by an employee representative; or
(2) A labor organization or a corporate authority alleging that thirty (30%) percent of the fire fighters or police officers in a municipality assert that the designated exclusive employee representative is no longer the representative of the majority of the employees in the unit; or
(3) An employer alleging that one or more labor organizations has presented to it a claim to be recognized as the exclusive employee representative in an appropriate unit.
(b) Contents of petition.
(1) General. A petition shall contain the following:
(A) A statement as to whether the petition is filed by a bargaining agent or by a corporate authority.
(B) The name and address of all other parties proper to the proceeding.(2) Filed by public employees. When a petition is filed by a bargaining agent, the petition shall additionally contain:
(A) A description of the bargaining unit which the petitioner claims to be appropriate; and a statement that the petitioner is authorized to represent at least thirty percent (30%) of the employees within the claimed bargaining unit and has sufficient authorization cards or other evidence to substantiate it.
(B) The names and addresses of any other bargaining agents, known to the petitioner, who claim to represent any employees within the alleged appropriate unit.
(C) The number of employees in the alleged appropriate unit.
(D) The name, affiliation, if any, and the address of the petitioner
(E) Any other relevant fact or facts.
(3) Filed by corporate authorities. When a petition for decertification is filed by a corporate authority, it shall contain:
(A) A brief statement setting forth that one or more bargaining agents claim to be the exclusive bargaining agent of all employees within the unit claimed to be appropriate;
(B) A description of such unit;
(C) The number of employees in the unit;
(D) A statement as to whether the petitioner agrees or disagrees as to the nature and scope of the bargaining unit claimed to be appropriate.
(E) The name or names, affiliation, if any, and addresses of the bargaining agent known to the petitioner making claims for recognition as an exclusive bargaining agent.
(F) A statement as to whether the petitioner has contracts with any bargaining agent, and, if so, the expiration date of the contract.
(G) Any other relevant fact or facts.
585:15-3-2. Bars to an election
Notwithstanding the filing or pendency of an election
petition, the Board shall conduct no representation election when one or more of
the following conditions exist:
(1) Election bar. During the one (1) year period following the date of certification, decertification or noncertification subsequent to a valid representation election.
(2) Existence of a collective bargaining agreement. Whenever a collective bargaining agreement exists, provided such agreement is written and executed by the parties to it. This contract bar shall not apply to a representation election in a unit clarification case.
(3) Decertification elections. Petitions for decertification which are filed with the Board not less than one hundred eighty (180) nor more than two hundred forty (240) days prior to the stated expiration date of an otherwise valid collective bargaining agreement shall be processed by the Board notwithstanding the provisions of (2) of this subsection, and any election ordered by the Board pursuant to § 51-103, shall be conducted not more than one hundred eighty (180) nor less than one hundred fifty (150) days prior to the expiration of the collective bargaining agreement.
(4) Disclaimer. Notwithstanding the provisions of (3) of this subsection, the Board will process a valid decertification petition accompanied by an adequate show of interest as required by 585:15-3-1 at any time if the certified employee organization files a disclaimer of representation. A disclaimer of representation is a statement signed by an authorized representative of the certified employee organization, stating that the employee organization wishes to disclaim representation of the employees in the certified bargaining unit.
585:15-3-3. Evidence of representation or
legitimate interest; authorization cards.
Evidence of representation or legitimate interest may be
either by individual authorization cards, membership records, or by petition. In
any case, the petition, membership records, or authorization cards must show the
address and be signed and dated by the employee expressing an intent to be
represented by a specific bargaining agent. Cards shall be considered valid if
the dates thereon, and other evidence provided to the Board, indicate a
regularity of continuing interest by the employees signing the petition or
authorization cards.
585:15-3-4. Showing of interest; determination of adequacy
The showing of interest submitted to the Board shall not be
furnished to any of the opposing parties. The Board alone shall determine the
adequacy of the showing of interest, and the Board's decision shall not be
subject to collateral attack at a hearing before the Board.
585:15-3-5. Responsibilities of corporate authority
The Corporate Authority shall furnish the Board, within
twenty (20) days of receipt of a notice from the Board, an alphabetical list of
names, addresses, departments and job titles of all employees within the
proposed bargaining unit as described in the petition. The list of employees
shall be as shown by the payroll for the period immediately preceding the date
on which the petition for representation was filed with the Board. The corporate
authority shall designate, by notation on the list, those persons it considers
to be permanent, paid employees. Failure by the corporate authority to furnish
such a list within the time allowed shall be deemed to be an admission of the
sufficiency of the petitioner's showing of interest.
585:15-3-6. Determination of collective bargaining unit
(a) The Board shall decide in each case before it, in which
the issue is raised, the unit appropriate for the purpose of collective
bargaining, and shall consider such factors as community of interest, wages,
hours, and other working conditions for the employees involved, the history of
collective bargaining for the proposed unit (if any), and the desires of the
employees.
(b) For a unit of firefighters or police officers, the terms
"firefighters" and "police officers" shall mean the
permanent paid members of any fire department or police department in any city,
town or municipality within the State of Oklahoma but shall not include the
chief of police and an administrative assistant and the chief of the fire
department and an administrative assistant. The administrative assistant shall
be that person so designated by the chief of the police department and that
person so designated by the chief of the fire department.
585:15-3-7. Investigation
Subsequent to the filing of a petition for decertification,
the Board may direct an investigation of all questions concerning
representation, including, if applicable, whether the showing of interest
requirement, as set forth in the Act, has been met; whether one or more
bargaining agents seek to represent some or all of the employees in the
allegedly appropriate unit, and whether there is an agreement among the parties
as to the appropriateness of the unit.
585:15-3-8. Hearing
The Board may direct a hearing following the filing of a
petition for decertification, and any such hearing shall be conducted under the
rules prescribed in Chapter 1 of this Title.
585:15-3-9. Petition for consent election
(a) Where a question of representation exists, the parties
involved may petition the Board to hold an election to determine the exclusive
bargaining agent for such unit. The consent election shall be conducted under
the direction and supervision of the Board. An election shall not be directed in
any bargaining unit or any subdivision thereof within which, in the preceding
twelve-month period, a valid election has been held.
(b) Within seven (7) days of notice that an election has been
set, the corporate authority shall furnish to the Board, and to each party to
the proceedings, an alphabetical list of the names, addresses, departments and
job titles of the permanent paid employees in the appropriate unit on the
eligibility payroll date who were on
the payroll on the date of the filing of the petition and who
are on the payroll at the time of the submission of the list. Failure of the
corporate authority to furnish the above described list shall be good cause for
the Board to exercise its discretion in ordering that a free and untrammelled
election cannot be conducted and certifying a bargaining agent as the exclusive
bargaining agent for the appropriate unit.
(c) In cases of a Board-ordered election, the eligibility
payroll date shall be determined by the Board.
SUBCHAPTER 5. ELECTIONS
Section
585:15-5-1. Election procedure
585:15-5-2. Certification of election results
585:15-5-1. Election procedure
The following procedure shall be followed when conducting an
election to determine the exclusive bargaining agent for a unit:
(1) General. All elections shall be by secret ballot, at times, places, and in such manner as the Board may direct, and may be conducted by a designated agent of the Board, whose determination of all questions arising shall be final, subject, however, to review by the Board.
(2) Ballots.
(A) Ballots shall be prepared and issued by the Board. The color of the ballot must not be disclosed to any of the parties prior to the opening of the polls. Ballots shall contain the name of each bargaining agent and a choice of "no representative" in inclusive elections.
(B) The places on the ballot shall be based on agreement among the parties if there is an agreement, and on chance if there is no agreement among the parties.
(C) In the case of a run-off election involving two bargaining agents, their position on the ballot shall be the same as their position on the ballot during the first election.(3) Observers. Each party to an election shall be entitled to be represented by a equal number of observers at each polling place. Observers on behalf of a bargaining agent shall be employees eligible to vote or other appropriate employees not on the list of eligible voters, but excluding supervisors and administrative officials except in cases of a supervisory unit.
(4) Polling area; electioneering. Prior to the commencement of the election the agent of the Board shall designate the polling area and no electioneering of any kind shall be permitted within this area. Any violation of the rule by any party or its representative or agent may be grounds for setting aside the election.
(5) Challenged ballots. Any prospective voter may be challenged for cause. A challenged voter shall be permitted to vote but the ballot shall not be cast. It shall instead be sealed in a separate, unmarked envelope under the supervision of the agent of the Board, and then inserted in a special identifiable form envelope provided by the Board for that purpose, and then placed in the ballot box.
(6) Pre-election conference.(A) A pre-election conference shall be held before the election to check the eligibility list. Labor organizations may examine the eligibility list, and raise any questions concerning listings or omissions. Names may be added or deleted from the list. Where a labor organization asserts that a name should be added and the corporate authority disagrees, the name shall not be added to the list, but it shall be understood that the individual may appear at the voting place to cast a challenged ballot. Where a labor organization contends that a name should be stricken from the list, but no agreement is reached, the organization's observer may challenge the voter when s/he appears to vote.
(B) After the list has been checked, all parties should initial the list, and the initialed list will be the official eligibility list. Initialing is not to be construed as a waiver of the right of challenge.(7) Majority. In all elections, a majority of the valid votes cast shall determine the exclusive bargaining agent designated or selected by the employees in the defined appropriate unit; or the determination that no representative has been designated.
(8) Canvass. Each party to the election shall be permitted to observe the canvass of the ballots.
(9) Objections. All objections to any party's conduct during an election, and all exceptions to the Board's conduct of an election, shall be filed within five (5) working days of the closing of the polls with copies of the same being mailed to all parties in the proceeding, with postage prepaid thereon. The Board shall take such action as is reasonably calculated to accomplish the objectives and to carry out the duties prescribed by the Act.
(10) Run-off election. The Board shall conduct a run-off election when an election in which the ballot provides for not less than three (3) choices, i.e., at least two representatives, and the election results in no choice receiving a majority of the valid ballots cast. The ballot in the run-off election shall provide for a selection between the two choices receiving the largest number of votes. The Board shall conduct the run-off election expeditiously.
585:15-5-2. Certification of election results
(a) If the challenged ballots are insufficient in number to
affect the result of an election to determine an exclusive bargaining agent, and
if no run-off election is to be held, the Board shall forthwith issue to the
parties a certification of the results of the election, including certification
of an exclusive bargaining agent, where appropriate.
(b) The Board's certification as to the result of the
election and the exclusive bargaining agent shall be final, subject only to
being modified, revoked, or sustained in a hearing on any objections to the
conduct of the parties or conduct of the Board. Time for appeal shall not
commence to run until such time as the Board issues an order on any objections
filed as to the conduct of the parties or conduct of the Board.
(c) The Board may also certify a labor organization as the
exclusive bargaining agent if it determines that a free and untrammelled
election cannot be conducted because of the employer's unfair labor practice.
# # #
Copyright © 2005
Last modified:
May 20, 2005