00375, Midwest City
(Order affirmed on Appeal, 4-23-02)
BEFORE THE PUBLIC EMPLOYEES RELATIONS BOARD
STATE OF OKLAHOMA
|
LODGE NO. 127, FRATERNAL ORDER |
) |
|
|
OF POLICE, |
) |
|
|
Complainant |
) |
|
|
v. |
) |
Case No. 00375 |
|
THE CITY OF MIDWEST CITY, |
) |
|
|
OKLAHOMA, |
) |
|
|
Respondent |
) |
FINDINGS OF FACT, CONCLUSIONS OF LAW,
OPINION, AND FINAL ORDER
NOW ON this 6th day of June, 2001, there comes on before the Oklahoma Public Employees Relations Board (the ABoard@) the above-styled and numbered administrative action. The Complainant, Lodge No. 127, Fraternal Order of Police (AUnion@) appears through its attorney of record, James R. Moore; Respondent, City of Midwest City (ACity@) appears through its attorney of record, Margaret McMorrow-Love. The parties agreed to waive testimony and requested that the Board render its decision based upon the written briefs and undisputed facts as stated. The Board, having received the briefs and exhibits of the parties, heard oral argument, and otherwise being fully apprised of the facts and matter alleged, makes the following determination regarding findings of fact and conclusions of law and issues its Final Order.
DETERMINATION OF PROPOSED UNDISPUTED FINDINGS OF FACT
1. The parties did not submit Proposed Findings of Fact;
however, the City did submit a Statement of Material Facts Not in
Controversy and the Union submitted a response to same, with no dispute as
to Nos. 1, 2, 3, 4, 10 and 11. Further, the Union did not dispute Nos. 5, 6,
7 and 8, subject to submission of additional facts, which were undisputed by
the City during oral argument. In its Proposed Finding of Fact No. 6, the
Union objected to the City=s
Proposed Finding of Fact No. 9 as immaterial; and the City objected to the
Union=s Proposed Finding of Fact
No. 6, as legal argument. Accordingly, the facts submitted by the parties
will be considered by the Board as Proposed Findings of Fact.
2. The Board accepts the following Proposed Findings of
Fact of the City, which are undisputed by the Union: Nos. 1-4, 10 and 11.
3. The Board accepts the following Proposed Findings of
Fact of the City: Nos. 5- 8, subject to the additional facts submitted by
the Union.
4. The Board accepts Proposed Finding of Fact No. 9 by
the City.
5. The Board accepts the Proposed Findings of Fact of the Union: Nos. 1-5, 7
and 8, and accepts Proposed Finding of Fact No. 6 of the Union as a Proposed
Conclusion of Law, but not as a statement of fact.
FINDINGS OF FACT
1. The City has adopted a council-manager form of
government and is and was, at all times material herein, a municipal
corporation organized and existing pursuant to the laws of the State of
Oklahoma, and in particular the terms and provisions of the Fire and Police
Arbitration Act, 11 O.S. 1991 and Supp. 2000, ''
51-101, et seq.
2. The Union is the duly recognized and exclusive
bargaining agent for members of the Midwest City Police Department.
3. For several years, the City and the Union entered into
collective bargaining agreements pursuant to the terms of the Fire and Police Arbitration
Act, 11 O.S. 1991, '' 51-101, et
seq. (AFPAA@).
4. The current collective bargaining agreement (ACBA@)
covers the period July 1, 2000 through June 30, 2001, as amended effective
February 17, 2000, through June 30, 2001 (Brief of Respondent City of Midwest
City, Exhibit 1).
5. From 1994 through 1999, the City issued written
conditional offers of employment to successful applicants for positions as
patrol officers with the Midwest City Police Department which were signed by
applicants upon acceptance of the offer (ALetter@).
(Brief of Respondent Midwest City, Exhibit 2). The Letter included a
requirement that applicants sign a separate written Contract for Physical
Fitness Requirements (AContract@).
(Brief of Respondent Midwest City, Exhibit 3).
6. The Letter contained an agreement by the applicants to
Amaintain
the current established physical fitness standards for Midwest City Police
Officers while employed with the police department.@
7. The Letter further provided that failure to meet any of
the conditions contained therein would result in withdrawal of the offer of
employment and notice that the applicant would no longer be considered for
employment with the City.
8. The Contract contained an agreement by applicants, in
consideration of employment with the City, to comply with the City=s
physical fitness standards (AStandards@).
9. The Contract contained an agreement by applicants, in
consideration of continued employment with the City, to maintain the Standards
and to submit to semi-annual physical fitness testing to determine the level
of compliance with the Standards.
10. The Contract contained an agreement by applicants that
they would be subject to discipline Aup
to and including termination of employment with the City@
if at any time during the course of employment they were unable to satisfy the
Standards.
11. During the period 1994 through 1999, approximately
thirty-six (36) applicants were hired by the City as patrol officers upon
condition of execution of the Letters and individual Contracts by the
applicants.
12. During the period 1994 to the date of hearing, neither
the Union nor any member of the Union has filed a formal grievance regarding
the City=s requirement that
applicants execute the Contract as a condition of employment.
13. Until the fall of 1999, no member of the bargaining
unit was required to execute the Contract.
14. In the fall of 1999, upon discovery that some or all of
the Contracts had been lost or misplaced, the patrol officers who had been
required to execute the Contracts initially as applicants, and were then
employees and members of the Collective Bargaining Unit (ACBU@),
covered by the CBA, were required by the City to re-execute undated Contract
forms as a condition of employment. (Brief of Respondent City of Midwest City,
Proposed Finding of Fact No. 6, and Exhibit 4).
15. Also, in the fall of 1999, a Physical Fitness
Committee (ACommittee@)
was created, which included representation by the City and the Union, to
review physical fitness requirements. (Brief of Respondent City of Midwest
City, page 2).
16. Pending the outcome of the Committee=s
study and report, the City notified the Union that physical fitness testing
had been deferred. (Brief of Respondent City of Midwest City, page 3).
17. Since 1994 to the date of hearing, the City has not
enforced the Contracts, nor has any disciplinary action regarding the
Contracts been taken against any of the affected 36 members of the CBU.
18. The Contracts, which the 36 employees were required
to re-execute in 1999, did not contain or include the Standards as a
separate attachment. (Brief of Respondent City of Midwest City, Exhibit 4).
19. On October 1, 2000, the Union submitted written
notice to the City of its objection to the required execution of the
Contracts as a condition of employment and challenge to the validity of
individual Contracts between the City and 36 members of the CBU. (Brief of
Respondent City of Midwest City, Exhibit 4).
20. On October 13, 2000 and November 15, 2000, the City
Manager responded in writing to the Union=s
objections setting forth the City=s
position that the individual agreements were valid and enforceable (Brief of
Respondent City of Midwest City, Exhibits 6 and 7).
21. On November 30, 2000, the Union filed the instant
unfair labor practice charge alleging violations by the City in (1)
requiring execution of individual contracts with applicants prior to their
employment, and (2) expressing the intent to enforce the individual
contracts against patrol officers after they became employees and members of
the CBU, covered by the CBA.
22. The CBA contains an agreement for a Avoluntary@
health physical to be provided by the City to employees at a minimum of
every five (5) years at no cost, which does not require semi-annual fitness
testing, the Standards or the Contract. (Brief of Respondent City of Midwest
City, Exhibit 1, Article 33, ' 1).
23. The CBA includes a management rights clause which
allows the City to manage the affairs of the police department Aso
long as they do not affect mandatory subjects of bargaining which are
required to be negotiated.@ (CBA,
Article 5, ' 2(A)).
CONCLUSIONS OF LAW
1. This matter is governed by the provisions of the FPAA,
11 O.S. 1991 and Supp. 2000, ''
51-101, et seq., and the Board has jurisdiction to rule on this unfair
labor practice charge.
2. The hearing and procedures herein are governed by
Article II of the Oklahoma Administrative Procedures Act, 75 O.S. 1991 and
Supp. 2000, '' 308a, et seq.
3. It is appropriate to consider federal labor law in the
construction of the FPAA. Stone v. Johnson, 690 P.2d 459, 462 (Okla.
1984).
4. The Board is empowered to prevent any person, including
corporate authorities, from engaging in any unfair labor practice. 11 O.S.
1991, ' 51-104b(A).
5. The Union, in asserting a violation of Section
51-102(6), has the burden of proving the allegations of unfair labor practice
by a preponderance of the evidence. OAC 585:1-7-16.
6. AUnfair
labor practice@ includes, but is
not limited to, any action by the City interfering with, restraining,
intimidating or coercing employees in the exercise of the rights guaranteed
them by the FPAA. 11 O.S. 1991 and Supp. 2000, '
51-102(6a)(1).
7. AUnfair
labor practice@ includes, but is
not limited to, any action by the City dominating or interfering with the
formation, existence or administration of any employee organization or
bargaining agent. 11 O.S. 1991 and Supp. 2000, '
51-102(6a)(2).
8. The test of unfair labor practice Ais
not whether the attempt to intimidate, interfere or coerce succeeded or
failed, but that the conduct was such that it tends to interfere with the
free exercise of those rights.@ DeQueen
General Hospital v. NLRB, 744 F.2d 612, 614 (8th Cir. 1984).
9. A complaint shall be deemed untimely if filed with the Board more than one
(1) year following the alleged violation. OAC 585:10-1-4(a)(2).
10. Firefighters and police officers in any municipality shall have the
separate right to bargain collectively with their municipality and to be
represented by a bargaining agent in such collective bargaining with respect
to wages, salaries, hours, rates of pay, grievances, working conditions and all other terms and conditions of employment. 11 O.S. 1991, '
51-103(A).
11. Under the FPAA, an employer=s
unilateral change in mandatory subjects of bargaining during the term of a
contract is permissible only Awhen
a management rights clause evidences a grant of permission by the union to
unilaterally effect such changes.@
I.A.F.F. Local 2171 v. City of Del City, PERB Case No. 194 (1990).
12. All rules, regulations, working conditions,
departmental practices and manner of conducting the operation and
administration of the Midwest City Police Department, which were in effect
upon the effective date of the CBA, are deemed a part of the CBA. 11 O.S.
1991, ' 51-111; CBA, Article 6, '1.
13. A past practice is binding on both parties only if it
is (1) unequivocal; (2) clearly enunciated and acted upon; and (3) readily
ascertainable over a reasonable period of time, as a fixed and established
practice accepted by both parties. Celanese Corp. of America, 24 LA
168, 172 (Justin, 1954).
14. An individual hiring contract is subsidiary to the
terms of the collective bargaining agreement and may not waive any of its
benefits. J. I. Case Co. v. National Labor Relations Board, 321 U.S.
332, 336 (1944).
15. Individual contracts, no matter what the
circumstances that justify their execution or their terms, may not be used
to limit or condition the terms of the collective bargaining agreement. J.
I. Case Co. v. National Labor Relations Board, 321 U.S. 332, 337 (1944).
16. An individual contract cannot be effective as a
waiver of any benefit to which the employee otherwise would be entitled
under the collective bargaining agreement. J. I. Case Co. v. National
Labor Relations Board, 321 U.S. 332, 338 (1944).
17. The benefits and advantages of the collective
bargaining agreement are available to every employee of the collective
bargaining unit, regardless of the terms of a pre-existing contract of
employment. J. I. Case Co. v. National Labor Relations Board, 321
U.S. 332, 338 (1944).
OPINION
Factual Background
Between 1994 and 1999, the City of Midwest City required
approximately thirty-six (36) applicants for employment to execute individual
Contracts, which required certain unidentified physical fitness standards to be
met as a condition of employment and maintained throughout their employment as a
condition of continued employment as patrol officers.
In October, 1999, upon discovery that the Contracts had been
lost or misplaced, the patrol officers, who were then member employees of the
CBU, covered by the CBA, were required to re-execute undated Contract forms.
This was the first and only occasion on which the City required patrol officers,
covered by the CBA, to execute the Contracts.
The Contracts, which referenced physical fitness standards as
Aattached@,
in fact, did not have such Standards attached to the Contracts. At approximately
the same time, in the fall of 1999, the Committee was created, which included
representation by the City and the Union, to review physical fitness
requirements. Thereafter, pending the outcome of the Committee=s
study and report, the City announced that physical fitness testing required by
the Contracts would be deferred. The City has never had occasion to enforce the
Standards referenced in the Contracts, nor has any disciplinary action been
initiated against any member of the CBU for failure to comply with the terms of
the Contracts.
The CBA between the parties includes a provision which limits
the municipality in its right to manage the affairs of the police department to
the determination and enforcement of policy, rules, regulations, and orders only
so long as they did not affect mandatory subjects of bargaining which were
required to be negotiated (Article 5, '
2(A)). During oral argument in the hearing before the Board, the attorney for
the City stipulated that the physical fitness requirements did constitute a term
or condition of employment and did not rebut the Union=s
argument that the requirements were a subject for collective bargaining, in
regard to which the police officers had a right to be represented by the Union.
On October 1, 2000, the Union submitted written notice to the
City of its objection to the execution of the Contracts as a condition of
employment and challenged the validity of individual Contracts between the City
and patrol officers who were members of the CBU, covered by the CBA.
The City responded in writing on October 13, 2000 and
November 15, 2000, setting forth the City=s
position that the individual Contracts, which required physical fitness
standards and semi-annual testing throughout the employment of patrol officers,
were valid and enforceable.
On November 30, 2000, the Union filed the instant unfair
labor practice charge alleging violations by the City (1) in requiring execution
of individual Contracts with applicants regarding mandatory subjects of
collective bargaining prior to their employment, and (2) by expressing the
intent to enforce the individual Contracts against employees after they
became part of the CBU.
Timeliness
The first violation cited in the Union=s
complaint is untimely as it was filed more than one (1) year following the
alleged violation, i.e., the City=s
requirement of execution of individual Contracts with applicants for employment
between 1994 and 1999. The Union failed to present evidence that any of the
Contracts were initially executed by applicants within one (1) year prior to the
filing of the instant complaint on November 30, 2000.
The second alleged violation, which is based upon the City=s
requirement, in the fall of 1999, that employees re-execute the Contracts as a
condition of employment, and the City=s
subsequent notice to the Union, in October and November, 2000, that the
individual Contracts were enforceable against the thirty-six (36) members of the
CBU, was timely filed by the Union as a charge of unfair labor practices on the
part of the City.
Past Practice
The City argues that the physical fitness requirements
imposed by the Contracts are enforceable as past practice based upon the
longevity of the practice in regard to applicants, from 1994-1999,
coupled with the failure of the Union to object through a formal grievance.
However, the requirement that employees covered by the CBA execute the
Contracts occurred only once in regard to a unique situation, i.e., the
discovery of the loss of Contracts in the fall of 1999.
A Apast practice,@
to be binding on the parties, must be (1) unequivocal, (2) clearly enunciated
and acted upon, and (3) readily ascertainable over a reasonable period of time
as a fixed and established practice accepted by the parties. Celanese Corp.
of America, 24 LA 168, 172 (Justin, 1954); International Association of
Fire Fighters Local 1881 and City of Ardmore, FMCS Arbitration No.
90-22990 (Springfield, 1990). The Board finds no past practice in the record
before it. The actions relied upon by the City simply do not support the
requisite clarity, acceptability and consistency necessary to establish a past
practice.
Under the FPAA, an employer=s
unilateral change in mandatory subjects of bargaining during the term of a
contract is permissible only Awhen a
management rights clause evidences a grant of permission by the union to
unilaterally effect such changes.@ I.A.F.F.
Local 2171 v. City of Del City, PERB Case No. 194 (1990). Unilateral rule
changes by the employer regarding employee safety and discipline are permissible
only when the management rights clause grants permission by the union to the
employer to effect such changes. Continental Telephone Co., 274 NLRB 1452
(1985). However, the management rights clause in question does not permit
unilateral changes in mandatory subjects of bargaining.
The City further argues that the subject of physical fitness
had never been negotiated or bargained by the parties and in the absence of a
conflicting provision in the CBA, the Apast
practice@ should prevail. The Board
has concluded, however, that enforcement of the Standards against members
of the CBU is not a past practice.
The only language in the CBA which refers to the health and fitness of
employees conferred a benefit to employees as opposed to a requirement
for physical fitness, which subjects employees to discipline up to and including
termination. The CBA includes an agreement for a Avoluntary@
health physical to be provided by the City to employees at a minimum of every
five (5) years at no cost; however, this provision does not require semi-annual
fitness testing, the Standards, or the Contract which provides for disciplinary
action against the officers (Brief of Respondent City of Midwest City, Exhibit
1, Article 33, ' 1).
Based upon the stipulated facts, the unambiguous
understanding between the City and Union regarding physical fitness
requirements, prior to execution of the CBA, was that (1) Contracts were
required only of applicants for employment during the period
1994-1999; (2) physical fitness requirements had never been enforced against nor
required through discipline of any employee covered by the CBA; (3)
enforcement was deferred by the City pending the outcome of the study and report
from the Committee; and (4) the City had required employees to re-execute
the Contracts on only one occasion in response to a unique event, i.e.,
the City=s discovery that the original
Contracts with applicants had been lost.
On these facts, the City has failed to present evidence to
support its argument that mandatory execution of individual Contracts with members
of the CBU constituted a past practice enforceable as an unwritten term of
the CBA. The City=s requirement of
execution of individual Contracts, by employees who were members of the CBU,
covered by the CBA, which effected terms and conditions of their employment,
limited the benefit of freedom from such requirements enjoyed by other members
of the CBU.
Individual Contracts
The United States Supreme Court has unequivocally addressed
the status of individual contracts which purport to govern conditions of
employment of members of a collective bargaining unit. The Court held in J.
I. Case Co. v. National Labor Relations Board, that (1) an individual hiring
contract is subsidiary to the terms of the collective bargaining agreement and
may not waive any of its benefits; (2) individual contracts, no matter what the
circumstances that justify their execution or their terms, may not be used to
limit or condition the terms of the collective bargaining agreement; (3) an
individual contract cannot be effective as a waiver of any benefit to which the
employee otherwise would be entitled under the collective bargaining agreement;
and (4) the benefits and advantages of the collective bargaining agreement are
available to every employee of the collective bargaining unit, regardless of the
terms of a pre-existing contract of employment. J. I. Case Co. v. National
Labor Relations Board, 321 U.S. 332, 336-338 (1944). The purpose of
providing by statute for the collective agreement is to supercede the terms of
separate agreements of employees with terms which reflect the strength and
bargaining power and serve the welfare of the group. Id. at 338.
The test of unfair labor practice Ais
not whether the attempt to intimidate, interfere or coerce succeeded or failed,
but that the conduct was such that it tends to interfere with the free exercise
of those rights.@ DeQueen General
Hospital v. NLRB, 744 F.2d 612, 614 (8th Cir. 1984); Fraternal
Order of Police Lodge No. 163 v. City of Mustang, PERB Case No. 136 (1987).
The City=s notice to the Union of its
position that the individual agreements covering terms and conditions of
employment were enforceable clearly met this test of unfair labor practice. This
action on the part of the City constituted an interference with, restraining,
intimidating or coercing of the affected employees in the exercise of their
right to be represented by the Union in regard to all terms and conditions of
employment. 11 O.S. 1991 and Supp. 2000, '
51-102(6a)(1). Again, in response to objection by the Union, the City=s
response that the individual Contracts, which did not affect other members of
the CBU, were valid and enforceable against the 36 police officers, constituted
an interference with, restraining, intimidating or coercing of the 36 employees
in the exercise of the right to be represented by the Union in regard to all
terms and conditions of employment. 11 O.S. 1991 and Supp. 2000, '
51-102(6a)(1).
Finally, the City=s
insistence that these Contracts were enforceable against some, but not all,
members of the CBU, further constituted interference with the administration of
the Union as a bargaining agent for the employees. 11 O.S. 1991 and Supp. 2000, '
51-102(6a)(2).
ORDER
IT IS THEREFORE THE ORDER of the Public Employees Relations Board that the unfair labor practice allegation of the Union charging violation based upon the execution of individual contracts between the City and applicants for employment as police officers between 1994 and 1999 is DISMISSED as untimely filed. The unfair labor practice allegations of the Union based upon the mandatory re-execution of individual Contracts by thirty-six (36) members of the CBU in the fall of 1999 and the subsequent notice in October and November, 2000, by the City of the enforceability of same are hereby UPHELD and the City is hereby ordered to CEASE AND DESIST from future execution of individual contracts, which effect terms and conditions of employment, with members of the CBU, and further the City is ordered to CEASE AND DESIST from the enforcement or threat of enforcement of any existing individual Contracts which affect terms and conditions of employment of members of the CBU.
Original Order signed by Craig W. Hoster, Chair
Dated September 12, 2001